Paraplanner - South East

Wealth Management
Ref: 652 Date Posted: Tuesday 16 Aug 2022
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Our client is an independent adviser operating throughout the South of England providing friendly, helpful & impartial independent financial advice from the whole of market. They look after over £125 million of client money of which £70 million is invested in their portfolio service. Due to continued growth they are looking for an experienced Paraplanner to join their existing team, with a view to being promoted to Paraplanning Manager in due course.

Key responsibilities include:

  • Preparation of suitability reports from approved templates
  • Draft templates for approval
  • Obtain relevant quotations from providers
  • Process new business
  • Obtain client information
  • Obtain policy information
  • Demonstrate principles of Treating Customers Fairly in all customer dealings
  • Communicate easily understandable recommendations to customers in all cases, and in writing
  • Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance
  • Comply with the requirements laid down in the Compliance and Administration procedures
  • Create compliant client files where all communications are documented correctly
  • Support the provision of good quality advice and service that does not require customers to make complaints
  • Complete CPD activity to meet identified needs and complete training activity records accordingly
  • Ensure any rule breaches are brought to the attention of the Senior Management Develop and maintain the highest possible compliance standards in all aspects of the business
  • Such tasks that the Director(s) may consider appropriate to your role, training and experience

Qualifications:

  • Level 4 Diploma (or advanced progress in obtaining) is required

Standard office hours, Office based with 1-2 days working from home. Competitive salary and benefits package.

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